Best Investors
Account
Sign in
Best Investors
Account
Sign in
Pinnacle Associates, Ltd. CRD 110631
$10.4B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
286 Madison Avenue 20Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2014-02-04 |
| NJ | RA | APPROVED | 2004-09-09 |
| CT | RA | APPROVED | 2004-05-04 |
Branch Locations
335 Madison Avenue 11Th Floor, New York, NY 10017 • United States
120 White Plains Road, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Associates Ltd | New York | NY | 02/2003 | Present |
EMPLOYED BY PINNACLE ASSOCIATES LTD, A REGISTERED INVESTMENT ADVISOR, SINCE 2/2003 ON A FT BASIS AS A PORTFOLIO MGR. THE PINNACLE OFFICE IS LOCATED IN TARRYTOWN, NY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 1995-03-06 |
Reach out to this advisor