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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-04-27 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services,Inc. | Atlanta | GA | 02/2009 | 03/2018 |
| Suntrust Advisory Services | Atlanta | GA | 08/2016 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 03/2018 | Present |
TRUSTEE FOR FAMILY TRUST; INV RELATED; BURLINGTON, NC; START: 4/13/18; 10 HRS/MO; 10 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-19 |
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