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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-04-27
  • NC RA
    APPROVED
    Since 2018-04-27

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

8901 Six Forks Rd, Raleigh, NC 27615 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services,Inc. Atlanta GA 02/2009 03/2018
Suntrust Advisory Services Atlanta GA 08/2016 03/2018
Wells Fargo Clearing Services, Llc Raleigh NC 03/2018 Present
  • 02/2009 → 03/2018
    Suntrust Investment Services,Inc.
    Atlanta, GA
  • 08/2016 → 03/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2018 → Present
    Raleigh, NC
Previous Registrations
  • 2016-08-18 → 2018-04-02
    Chapel Hill, NC
  • 2009-02-20 → 2016-12-31
    Truist Investment Services, Inc.
    Cary, NC
    Cary, NC
    Raleigh, NC
    Cary, NC
    Durham, NC
    Cary, NC
    Cary, NC
    Cary, NC
    Pittsboro, NC
    Cary, NC
    Chapel Hill, NC
    Erwin, NC
    Dunn, NC
    Apex, NC
    Aberdeen, NC
    Apex, NC
    Apex, NC
    Apex, NC
    Pittsboro, NC
  • 2006-10-10 → 2008-12-11
    Uvest Financial Services Group, Inc.
    Seneca, SC
    Greenville, SC
    Anderson, SC
  • 2004-09-09 → 2006-08-23
    Seneca, SC
  • 2002-04-08 → 2004-09-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
Other Businesses

TRUSTEE FOR FAMILY TRUST; INV RELATED; BURLINGTON, NC; START: 4/13/18; 10 HRS/MO; 10 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-16
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S66 Uniform Combined State Law Examination
    2002-01-16
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19
Other Names
  • Jamie Gillespie
  • James Woodrow Iii Gillespie

View on SEC IAPD

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