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Andrew Jessup

Wells Fargo Clearing Services, LLC

New York, NY

Wyckoff, NJ

CRD 2477682

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2018-05-14
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2018-05-14

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Wyckoff, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 11/2009 05/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2017
Wells Fargo Clearing Services Llc New York NY 05/2017 Present
  • 11/2009 → 05/2017
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 05/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2017 → Present
    Wells Fargo Clearing Services Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 1994-04-21
  • S65 Uniform Investment Adviser Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    1994-04-21
Other Names
  • Richard Jessup
  • Andrew Jessup
  • Richard Andrew Jessup

View on SEC IAPD

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