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Efrain Fernandez

Ameriprise Financial Services, LLC

Garden City, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-17
NY RA APPROVED 2026-07-17
TX RA APPROVED 2026-07-17
  • MO RA
    APPROVED
    Since 2026-07-17
  • NY RA
    APPROVED
    Since 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colori Bella Hair Studio Inc. Oceanside NY 03/2012 05/2018
Mirae Asset New York NY 02/2013 10/2018
Funds Distributor Portland ME 02/2013 10/2018
Edward Jones St Louis MO 10/2018 07/2026
Ameriprise Financial Services, Llc Garden City NY 07/2026 Present
  • 03/2012 → 05/2018
    Colori Bella Hair Studio Inc.
    Oceanside, NY
  • 02/2013 → 10/2018
    Mirae Asset
    New York, NY
  • 02/2013 → 10/2018
    Funds Distributor
    Portland, ME
  • 10/2018 → 07/2026
    Edward Jones
    St Louis, MO
  • 07/2026 → Present
    Ameriprise Financial Services, Llc
    Garden City, NY
Previous Registrations
  • 2018-12-20 → 2026-07-18
    Edward Jones
    Rockville Centre, NY
    Rockville Centre, NY
    St Louis, MO
    Long Beach, NY
    Smithtown, NY
    Rockville Centre, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-20
S63 Uniform Securities Agent State Law Examination 1994-12-15
  • S66 Uniform Combined State Law Examination
    2018-12-20
  • S63 Uniform Securities Agent State Law Examination
    1994-12-15
Other Names
  • Ed Fernandez

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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