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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-10 |
| CA | RA | APPROVED | 2025-08-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 10/2015 | 12/2017 |
| Unemployed | Torrance | CA | 01/2018 | 08/2019 |
| Western International Securities, Inc. | Pasadena | CA | 08/2019 | 08/2025 |
| Avantax Investment Services Inc | Dallas | TX | 08/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 08/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-09 |
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