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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-10
CA RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2025-09-10
  • CA RA
    APPROVED
    Since 2025-08-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 10/2015 12/2017
Unemployed Torrance CA 01/2018 08/2019
Western International Securities, Inc. Pasadena CA 08/2019 08/2025
Avantax Investment Services Inc Dallas TX 08/2025 Present
Cetera Advisors Llc Greenwood Village CO 08/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2025 Present
Cetera Investment Services Llc St Cloud MN 08/2025 Present
Cetera Wealth Services, Llc El Segundo CA 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
  • 10/2015 → 12/2017
    National Planning Corporation
    El Segundo, CA
  • 01/2018 → 08/2019
    Unemployed
    Torrance, CA
  • 08/2019 → 08/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 08/2025 → Present
    Avantax Investment Services Inc
    Dallas, TX
  • 08/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-08-19 → 2025-08-01
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2015-10-09 → 2018-01-02
    National Planning Corporation
    El Segundo, CA
  • 2012-03-21 → 2014-09-08
    Torrance, CA
    Torrance, CA
    New York, NY
    Torrance, CA
  • 2010-03-16 → 2011-11-22
    Harrisdirect Llc
    Arlington, VA
  • 2008-10-10 → 2010-03-03
    Td Ameritrade, Inc.
    Los Angeles, CA
  • 2008-10-10 → 2010-03-03
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
  • 2003-08-15 → 2004-04-27
    Wamu Investments, Inc.
    Long Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-30
S63 Uniform Securities Agent State Law Examination 1994-06-09
  • S65 Uniform Investment Adviser Law Examination
    1995-06-30
  • S63 Uniform Securities Agent State Law Examination
    1994-06-09
Other Names
  • Rodney J. Viloria
  • Rodney Viloria
  • Rodney Joseph Viloria

View on SEC IAPD

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