John David Rosenthal

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	1999-02-26

MO RA
APPROVED

Since 1999-02-26

Branch Locations

8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Clayton	MO	12/1993	Present

12/1993 → Present

Stifel, Nicolaus & Company, Incorporated

Clayton, MO

Other Businesses

1. B4MY Properties; 12979 musket court, St Louis, MO 63146; Rental Property; Owner; President; 07/01/2012; 0 Hours per Year; Not during securities trading hours; Investment-related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-08-08
S63	Uniform Securities Agent State Law Examination	1994-05-02

S65 Uniform Investment Adviser Law Examination

2006-08-08
S63 Uniform Securities Agent State Law Examination

1994-05-02

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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