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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-03-24 |
Branch Locations
1131 Prairie Drive Suite 300, Mount Pleasant, WI 53406 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Mount Pleasant | WI | 07/2001 | 03/2022 |
| Principal Life Insurance | Racine | WI | 11/2016 | 12/2020 |
| Lpl Financial Llc | Mount Pleasant | WI | 03/2022 | Present |
1)3/2022- Elite Financial Network- DBA for LPL Business (entity for LPL business)- inv. related- Mount Pleasant, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-09 |
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