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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-31 |
| WI | RA | APPROVED | 2006-03-28 |
Branch Locations
7033 Washington Ave Suite 101, Mount Pleasant, WI 53406 • United States
Palmetto, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Mount Pleasant | WI | 02/2003 | Present |
| Mml Investors Services, Llc | Mount Pleasant | WI | 03/2003 | Present |
(1) NAME: VELTUS FINANCIAL SERVICES LLC INV REL: Y ADD: 7033 WASHINGTON AVENUE, SUITE 101 MT. PLEASANT, WISCONSIN 53406 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE: 1997 NO. HR/MO: 240 NO. HR/MO DURING SEC TRADING: 80 (2) NAME: OWNER OF RENTAL PROPERTY INV REL: Y ADD: GREEN BAY, WI NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 2008 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RENTAL COLLECTIONS (3) NAME: VELTUS PROFESSIONAL BUILDING LLC INV REL: Y ADD: 7033 WASHINGTON AVENUE, SUITE 103 MT. PLEASANT, WI 53406 NATURE: REAL ESTATE POSITION: PARTNER MEMBER START DATE: 11/11/04 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: VELTUS FINANCIAL SERVICES LLC INV REL: Y ADD: 7033 WASHINGTON AVENUE, SUITE 101 MT. PLEASANT, WISCONSIN 53406 NATURE: PERFORM INSURANCE CONSULTING FOR EMPLOYEE GROUP BENEFITS, AS WELL AS INDIVIDUAL FOR A FEE. REVIEW EXISTING POLICIES AND DETERMINE INSURANCE NEEDS AND ESTABLISH STRATEGIES. START DATE: 1998 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 (5) NAME: NICHOLAS J. RANGO C/O JULIE A. VELTUS INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: LONG TERM CARE SERVICES FOR ADULT DEPENDENT. EMPLOYER OF RECORD. HIRE, TRAIN & SUPERVISE SUPPORTIVE HOME CARE EMPLOYEES. START DATE: 10/15/09 NO. HR/MO: 340-450 NO. HR/MO DURING SEC TRADING: 0 (6) NAME: JULIE VELTUS INV REL: Y ADD: 7033 WASHINGTON AVE STE 101 MT PLEASANT WI 53406 NATURE: SERVICING FIXED INDEXED ANNUITIES POSITION: AGENT START DATE: 7/1/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-05 |
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