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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-31
WI RA APPROVED 2006-03-28
  • FL RA
    APPROVED
    Since 2024-05-31
  • WI RA
    APPROVED
    Since 2006-03-28

Branch Locations

7033 Washington Ave Suite 101, Mount Pleasant, WI 53406 • United States

Palmetto, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Mount Pleasant WI 02/2003 Present
Mml Investors Services, Llc Mount Pleasant WI 03/2003 Present
  • 02/2003 → Present
    Massmutual Life Insurance Co
    Mount Pleasant, WI
  • 03/2003 → Present
    Mount Pleasant, WI
Other Businesses

(1) NAME: VELTUS FINANCIAL SERVICES LLC INV REL: Y ADD: 7033 WASHINGTON AVENUE, SUITE 101 MT. PLEASANT, WISCONSIN 53406 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE: 1997 NO. HR/MO: 240 NO. HR/MO DURING SEC TRADING: 80 (2) NAME: OWNER OF RENTAL PROPERTY INV REL: Y ADD: GREEN BAY, WI NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 2008 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RENTAL COLLECTIONS (3) NAME: VELTUS PROFESSIONAL BUILDING LLC INV REL: Y ADD: 7033 WASHINGTON AVENUE, SUITE 103 MT. PLEASANT, WI 53406 NATURE: REAL ESTATE POSITION: PARTNER MEMBER START DATE: 11/11/04 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: VELTUS FINANCIAL SERVICES LLC INV REL: Y ADD: 7033 WASHINGTON AVENUE, SUITE 101 MT. PLEASANT, WISCONSIN 53406 NATURE: PERFORM INSURANCE CONSULTING FOR EMPLOYEE GROUP BENEFITS, AS WELL AS INDIVIDUAL FOR A FEE. REVIEW EXISTING POLICIES AND DETERMINE INSURANCE NEEDS AND ESTABLISH STRATEGIES. START DATE: 1998 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 (5) NAME: NICHOLAS J. RANGO C/O JULIE A. VELTUS INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: LONG TERM CARE SERVICES FOR ADULT DEPENDENT. EMPLOYER OF RECORD. HIRE, TRAIN & SUPERVISE SUPPORTIVE HOME CARE EMPLOYEES. START DATE: 10/15/09 NO. HR/MO: 340-450 NO. HR/MO DURING SEC TRADING: 0 (6) NAME: JULIE VELTUS INV REL: Y ADD: 7033 WASHINGTON AVE STE 101 MT PLEASANT WI 53406 NATURE: SERVICING FIXED INDEXED ANNUITIES POSITION: AGENT START DATE: 7/1/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 2004-03-05
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    2004-03-05
Other Names
  • Julie A Rango
  • Julie A Rango

View on SEC IAPD

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