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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Racine | WI | 02/2015 | 10/2020 |
| Lpl Financial, Llc | Racine | WI | 10/2020 | Present |
1. 05/01/2012 - RILEY AND LOWE FINANCIAL SOLUTIONS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ RACINE, WI 2. 05/05/2018 - LOWE & RILEY FINANCIAL SOLUTIONS, LLC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ RACINE, WI 3. 05/05/2018 - LOWE & RILEY FINANCIAL SOLUTIONS, LLC./ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 20%/ RACINE, WI 4. 10/28/2020 - DUSTIN C. WEBBER BY CHRISTOPHER M. LOWE REP PAYEE - Not Investment Related - Home Based - Act in a Fiduciary Capacity - TRUSTEE - Started 01/2016 - 1 Hour Per Month/0 Hours During Securities Trading 5. 11/01/2022 - Lowe Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - President - Start Date: 10/10/2022 - 40 Hours Per Month/30 Hours During Securities Trading. 6. 02/20/2026 - R & L Business Properties LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-10 |
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