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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-28 |
| WI | RA | APPROVED | 2020-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riley & Lowe Financial Solutions Llc | Racine | WI | 05/2012 | Present |
| Voya Financial Advisors | Racine | WI | 02/2015 | 10/2020 |
| Lpl Finanical | Racine | WI | 10/2020 | Present |
1) 05/2012 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RILEY AND LOWE FINANCIAL SOLUTIONS, LLC - INVESTMENT RELATED - RACINE, WI 53406 2) 07/2005 - NON-VARIABLE INSURANCE - SKIPPER RILEY - 5% - INVESTMENT RELATED - RACINE, WI 53406 3)12/1989 - TAX PREP/ACCOUNTING/CPA - SKIP RILEY CPA - 1% - INVESTMENT RELATED - RACINE, WI 53406 4) 05/03/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 5) 09/06/2024 - Real Estate Rental - Investment Related - Waterford, WI and Corrales, NM - Start Date 10/01/2024 - 4 Hours Per Month/ 0 Hours During Trading 6) 01/05/2026 - R & L Business Properties, LLC - Real Estate Rental - Owner - Investment Related - At Reported Business Location(s) - Start Date 12/23/2025 - 4 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-05-16 |
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