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Skipper Wayne Riley

LPl Financial LLC

Racine, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-28
WI RA APPROVED 2020-10-28
  • TX RA
    APPROVED
    Since 2020-10-28
  • WI RA
    APPROVED
    Since 2020-10-28

Branch Locations

1131 Prairie Dr Ste 300, Racine, WI 53406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riley & Lowe Financial Solutions Llc Racine WI 05/2012 Present
Voya Financial Advisors Racine WI 02/2015 10/2020
Lpl Finanical Racine WI 10/2020 Present
  • 05/2012 → Present
    Riley & Lowe Financial Solutions Llc
    Racine, WI
  • 02/2015 → 10/2020
    Voya Financial Advisors
    Racine, WI
  • 10/2020 → Present
    Lpl Finanical
    Racine, WI
Previous Registrations
  • 2015-02-23 → 2020-11-02
    Racine, WI
    Windsor, CT
    West Des Moines, IA
  • 2007-11-08 → 2015-02-23
    Advanced Planning Capital Corporation
    E. Setauket, NY
Other Businesses

1) 05/2012 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RILEY AND LOWE FINANCIAL SOLUTIONS, LLC - INVESTMENT RELATED - RACINE, WI 53406 2) 07/2005 - NON-VARIABLE INSURANCE - SKIPPER RILEY - 5% - INVESTMENT RELATED - RACINE, WI 53406 3)12/1989 - TAX PREP/ACCOUNTING/CPA - SKIP RILEY CPA - 1% - INVESTMENT RELATED - RACINE, WI 53406 4) 05/03/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 5) 09/06/2024 - Real Estate Rental - Investment Related - Waterford, WI and Corrales, NM - Start Date 10/01/2024 - 4 Hours Per Month/ 0 Hours During Trading 6) 01/05/2026 - R & L Business Properties, LLC - Real Estate Rental - Owner - Investment Related - At Reported Business Location(s) - Start Date 12/23/2025 - 4 hours per month/ 1 hour during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-05-16
  • S63 Uniform Securities Agent State Law Examination
    2005-05-16
Designations
Other Names
  • Skip Riley

View on SEC IAPD

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