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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-06
IA RA APPROVED 2011-03-01
  • IL RA
    APPROVED
    Since 2021-12-06
  • IA RA
    APPROVED
    Since 2011-03-01

Branch Locations

880 13Th Ave N., Clinton, IA 52732 • United States

5465 Utica Ridge Road, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2011 Present
Previous Registrations
  • 2003-03-25 → 2011-03-14
    Clinton, IA
    Clinton, IA
  • 2001-11-06 → 2003-03-24
    Investment Advisors Corp
  • 2001-11-06 → 2002-12-31
    Investment Advisors Corp
    Clinton, IA
Other Businesses

1) 10/16/2009, OTHER, NOTARY PUBLIC, NOTARY PUBLIC FOR USE IN THE OFFICE ONLY 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) CIRA,1776 PLEASANT PLAIN RD. FAIRFIELD, IA 52556. INVESTMENT ADVISORY REPRESENTATIVE. 03/01/11. INV REL. DEVOTES 40 HRS/WK. 6 HRS/TRADING. REGISTERED INVESTMENT ADVISER THAT MANAGES CLIENT ASSETS FOR A FEE. 4) BREEZY POINT COOPERATION BREEZY POINT RD CLINTON IA, 11/2011, PRESIDENT, NIR. DEVOTES 1 HR/MO 0 HR/MO TRADING, NON-PROFIT ORGANIZATION. 5) PAUL B SHARAR FOUNDATION AT CLITON COMMUNITY COLLEGE 1000 LINCOLN BLVD CLINTON, IA 52732. BEGAN 6/19/12 AS BOARD MEMBER PROMOTING CLINTON COMMUNITY COLLEGE THROUGH AWARENESS OF ENROLLMENT AND PROGRAMS AND SUPORT BOARD OF DIRECTORS SCHOLARSHIPS AND SERVE A 3 YEAR TERM. NOT INVESTMENT RELATED. DEVOTES 1 R/MNTH. 1 HR DURING TRADING. NON-PROFIT ORGANIZAITON. 6) OFFICE OF THE IOWA SECRETARY OF STATE, LUCAS BUILDING, DES MOINES IA, 03/2011, NOTARY PUBLIC, 1 HR/MO 0 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 03/2011 8) FINRA, 16573 CHESTNUT COURT FULTON IL, 03/2024, NON-PUBLIC ARBITRATOR, CONTRACTOR, NIR, 15 HR/MO 8 HR/MO TRADING 9) NELSONCORP WEALTH MANAGEMENT, 880 13th Ave N, Clinton IA 52732, United States, 12/11/2025, Investment Advisor Representative, DBA Name, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-04
  • S66 Uniform Combined State Law Examination
    1999-03-04
Other Names
  • Amy L Giesler

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