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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-10-09 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
175 East Main Street Ste E, Franklin, NC 28734 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Raleigh | NC | 10/2012 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 10/2012 | Present |
1. FARRELL WEALTH & ASSOCIATES, LLC. OWNER/FINANCIAL CONSULTANT. 175 E. MAIN STREET, STE E, FRANKLIN, NC 28734. INVESTMENT RELATED. FINANCIAL ADVISOR FOR SECURITIES AND INSURANCE BUSINESS. STARTED 4/2019. 40 HRS/WK, 0 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-24 |
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