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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2014-03-31 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ymca Of Greater Des Moines | Des Moines | IA | 02/1995 | Present |
| Principal Life Insurance Company | West Des Moines | IA | 10/2013 | Present |
| Principal Securities Inc | West Des Moines | IA | 03/2016 | Present |
| Smith + Co Financial | Des Moines | IA | 06/2025 | 02/2026 |
**YMCA OF GREATER DES MOINES, FITNESS INSTRUCTOR & TRAINER, 11/8/13. **NAIFA IA POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/03/2022 ADDRESS: 6701 Westown Parkway Ste 200, West Des Moines IA 50266, United States DESCRIPTION: I will be serving as a member of the board for the Iowa Chapter of the industry association, NAIFA. I will be starting officially January 2022. **JESSE J. SANCTUARY FOUNDATION POSITION: Managing Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 801 Grand Ave Suite 3700, Des Moines IA 50309, United States DESCRIPTION: I am helping a friend start a not-for-profit in honor of her daughter-in-law. It is the Jesse J. Sanctuary Foundation. Articles of Incorporation have just been filed with the state of Iowa this month and we are awaiting approval. It is a charitable 501(c)(3) organization. **FIXED INSURANCE POSITION: Financial Professional NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2025 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: I will be selling fixed insurance products from product sponsors outside of Principal including, LTC, health insurance, group benefits, fixed life, disability, fixed annuities, and Medicare supplements. **INSURANCE, FINANCIAL SERVICES OPERATIONS POSITION: Operations Associate NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/06/2026 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: I will be working with Curtis Diekevers and his team. I will be working as part of staff and doing service work related to the insurance and financial services business which will include processing applications, customer reviews, cash disbursements, opening accounts, and handing any services issues that come up. I will be receiving a salary for this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-30 |
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