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John Ottens Koons

Jk Private Wealth, LLC

Glastonbury, CT

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Current Employers
Jk Private Wealth, Llc

49 Welles St. Suite 204, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-10
CT RA APPROVED 2019-12-16
  • TX RA
    APPROVED_RES
    Since 2020-09-10
  • CT RA
    APPROVED
    Since 2019-12-16

Branch Locations

49 Welles St. Suite 204, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 05/1997 12/2019
Northwestern Mutual Investment Services, Llc Milwaukee WI 06/1997 12/2019
Northwestern Mutual Investment Services, Llc Glastonbury CT 01/2007 12/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2009 12/2019
Private Client Services Glastonbury CT 12/2019 Present
Jk Private Wealth, Llc Glastonbury CT 12/2019 Present
Previous Registrations
Other Businesses

1) CRUMP. ALEXANDRIA, VA. FIXED ANNUITIES. LICENSED INSURANCE AGENT. 10 HOURS/MO; 10 DURING TRADING HOURS. 2) CHARLES SCHWAB. 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033. CUSTODIAN FOR JK PRIVATE WEALTH ADVISORY BUSINESS. RIA. 160 HOURS/MO; 120 DURING TRADING HOURS. 3) CHARLES SCHWAB/JK PRIVATE WEALTH. 41-B NEW LONDON TPKE. FEE BASED (ADVISORY) VARIABLE ANNUITIES WITH APPROVED INSURANCE COMPANIES THRU SCHWAB. RIA. 10 HOURS/MO; 10 DURING TRADING HOURS. 4) THE THOMPSON AGENCY. 73 RIVER RD, COLLINSVILLE, CT 06019. LIFE INSURANCE/LONG TERM CARE. LICENSED INSURANCE AGENT. 10 HOURS/MO; 5 DURING TRADING HOURS. 5) PRIVATE CLIENT SERVICES; INVESTMENT-RELATED; 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033; COMMISSION-BASED SECURITIES SALES; REGISTERED REPRESENTATIVE; 12/16/2019; 160 HOURS PER MONTH; 120 HOURS PER MONTH DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 1998-03-09
  • S66 Uniform Combined State Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    1998-03-09
Other Names
  • John O Koons
  • Jack Koons
  • John O Koons

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