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49 Welles St. Suite 204, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-10 |
| CT | RA | APPROVED | 2019-12-16 |
Branch Locations
49 Welles St. Suite 204, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 05/1997 | 12/2019 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1997 | 12/2019 |
| Northwestern Mutual Investment Services, Llc | Glastonbury | CT | 01/2007 | 12/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2009 | 12/2019 |
| Private Client Services | Glastonbury | CT | 12/2019 | Present |
| Jk Private Wealth, Llc | Glastonbury | CT | 12/2019 | Present |
1) CRUMP. ALEXANDRIA, VA. FIXED ANNUITIES. LICENSED INSURANCE AGENT. 10 HOURS/MO; 10 DURING TRADING HOURS. 2) CHARLES SCHWAB. 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033. CUSTODIAN FOR JK PRIVATE WEALTH ADVISORY BUSINESS. RIA. 160 HOURS/MO; 120 DURING TRADING HOURS. 3) CHARLES SCHWAB/JK PRIVATE WEALTH. 41-B NEW LONDON TPKE. FEE BASED (ADVISORY) VARIABLE ANNUITIES WITH APPROVED INSURANCE COMPANIES THRU SCHWAB. RIA. 10 HOURS/MO; 10 DURING TRADING HOURS. 4) THE THOMPSON AGENCY. 73 RIVER RD, COLLINSVILLE, CT 06019. LIFE INSURANCE/LONG TERM CARE. LICENSED INSURANCE AGENT. 10 HOURS/MO; 5 DURING TRADING HOURS. 5) PRIVATE CLIENT SERVICES; INVESTMENT-RELATED; 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033; COMMISSION-BASED SECURITIES SALES; REGISTERED REPRESENTATIVE; 12/16/2019; 160 HOURS PER MONTH; 120 HOURS PER MONTH DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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