John Ottens Koons

Employer firm

Jk Private Wealth, LLC CRD 305987

$156M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → 12/2019
  Northwestern Mutual Life Ins Co
  Milwaukee, WI
• 06/1997 → 12/2019
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 01/2007 → 12/2019
  Northwestern Mutual Investment Services, Llc
  Glastonbury, CT
• 01/2009 → 12/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2019 → Present
  Private Client Services
  Glastonbury, CT
• 12/2019 → Present
  Jk Private Wealth, Llc
  Glastonbury, CT

Previous Registrations

• 2007-01-24 → 2019-12-17
  Northwestern Mutual Investment Services, Llc
  Glastonbury, CT
  Glastonbury, CT

Other Businesses

1) CRUMP. ALEXANDRIA, VA. FIXED ANNUITIES. LICENSED INSURANCE AGENT. 10 HOURS/MO; 10 DURING TRADING HOURS. 2) CHARLES SCHWAB. 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033. CUSTODIAN FOR JK PRIVATE WEALTH ADVISORY BUSINESS. RIA. 160 HOURS/MO; 120 DURING TRADING HOURS. 3) CHARLES SCHWAB/JK PRIVATE WEALTH. 41-B NEW LONDON TPKE. FEE BASED (ADVISORY) VARIABLE ANNUITIES WITH APPROVED INSURANCE COMPANIES THRU SCHWAB. RIA. 10 HOURS/MO; 10 DURING TRADING HOURS. 4) THE THOMPSON AGENCY. 73 RIVER RD, COLLINSVILLE, CT 06019. LIFE INSURANCE/LONG TERM CARE. LICENSED INSURANCE AGENT. 10 HOURS/MO; 5 DURING TRADING HOURS. 5) PRIVATE CLIENT SERVICES; INVESTMENT-RELATED; 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033; COMMISSION-BASED SECURITIES SALES; REGISTERED REPRESENTATIVE; 12/16/2019; 160 HOURS PER MONTH; 120 HOURS PER MONTH DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2006-12-19
• S63 Uniform Securities Agent State Law Examination
  1998-03-09

Other Names

• John O Koons
• Jack Koons
• John O Koons