Best Investors Account Sign in

Charles Ignatius Daniels

Cetera Investment Advisers LLC

Napa, CA

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-03
CA RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2022-06-03
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

1728 Jefferson Street, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvest Financial, Llc Napa CA 12/1999 Present
First Allied Securities, Inc. San Diego CA 06/2005 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
Cetera Investment Advisers, Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Napa CA 09/2022 Present
  • 12/1999 → Present
    Harvest Financial, Llc
    Napa, CA
  • 06/2005 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Cetera Investment Advisers, Llc
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Napa, CA
Previous Registrations
  • 2000-04-13 → 2025-12-31
    Harvest Financial, Llc
    Napa, CA
    Napa, CA
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Napa, CA
  • 2011-04-13 → 2012-07-02
    First Allied Securities, Inc.
    Napa, CA
Other Businesses

1) CHAL DANIELS; AGENT; INSURANCE; START DATE: 1/1/2000 2) HARVEST FINANCIAL, LLC; REGISTERED INVESTMENT ADVISOR; START DATE: 9/27/2005

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-31
S63 Uniform Securities Agent State Law Examination 1994-05-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    1994-05-20
Other Names
  • Chal Ignatius Daniels

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY
HARRINGTON INVESTMENTS, INC.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
5T WEALTH, LLC
BENEFITS PLUS, LLC
CHARLES SCHWAB & CO., INC.

Other Investors

ERIC FLORES GONZALES
CYNTHIA LYNN VOTH
Fabiana A Filips
Katherine Engel
Wyatt Raymond Knippen
Beatriz Adriana Buenrostro
Austin P Fitzpatrick
Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA

More in Napa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor