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329 12Th Ave Se Suite 106, Cedar Rapids, IA 52401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-02-03 |
Branch Locations
329 12Th Ave Se Suite 106, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Univ. Of Iowa Credit Union | Hiawatha | IA | 10/2010 | 04/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2014 | Present |
| United Iowa Financial | Cedar Rapids | IA | 04/2019 | 02/2022 |
| Cedar Point Capital Partners, Llc | Cedar Rapids | IA | 02/2022 | Present |
1. The District: Czech Village & New Bohemia; Not Investment-Related; 208 12th Ave SE Ste G, Cedar Rapids, IA 52401; Non-Profit Organization (Location Economic Development); Board Member; 02/28/2023; Approx 5 hours per month; 0 hours per month during securities trading hours; Support District Economic Development/Organizational Efforts. 2. YouthPort; Not Investment-Related; 2309 C Street SW, Cedar Rapids, IA 52404; Non-Profit Organization (Child Welfare); Advisory Board Member; 02/28/2023; Less than 5 hours per month dedicated for the OBA; 0 hours spent during securities trading hours; Support Local Organizational Goals/Resource Allocation. 3. Boys & Girls Club of the Corridor; Not Investment-Related; 420 6th Street SE, #240, Cedar Rapids, IA 52401; Non-Profit Organization (Child Welfare); Board Member; 01/01/2010; Less than 5 hours per month dedicated to the OBA; 0 hours spent during securities trading hours; Support Local Fundraising Events/Galas.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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