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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-01-23 |
| PA | RA | APPROVED | 2010-08-20 |
Branch Locations
1310 Church Street, Moscow, PA 18444 • United States
Covington Township, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Scranton | PA | 08/2010 | Present |
1. 08/20/10 - LEWIS WEALTH MANAGEMENT/ DBA ONLY/ SCRANTON, PA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-05 |
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