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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-01-03
  • PA RA
    APPROVED
    Since 2006-01-03

Branch Locations

38 Harriet Dr, Spring Brook Twn, PA 18444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Spring Brook Twn PA 10/2005 Present
Thrivent Financial For Lutherans Appleton WI 12/1996 Present
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental property - residential INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2006 ADDRESS: 48 Laurel St, Plains PA 18705, United States DESCRIPTION: Maintenance of property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-21
S63 Uniform Securities Agent State Law Examination 1997-01-15
  • S66 Uniform Combined State Law Examination
    2005-12-21
  • S63 Uniform Securities Agent State Law Examination
    1997-01-15

View on SEC IAPD

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