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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-01-04 |
Branch Locations
124 S Blakely St, Dunmore, PA 18512 • United States
141 North Main St., Moscow, PA 18444 • United States
216 South Main St., Old Forge, PA 18518 • United States
540 Main St, Peckville, PA 18452 • United States
420 Davis St., Scranton, PA 18505 • United States
1100 Northern Blvd., Clarks Summit, PA 18411 • United States
1901 Sanderson Ave., Scranton, PA 18509 • United States
1322 Pocono Blvd., Mt. Pocono, PA 18344 • United States
968 Prescott Ave., Scranton, PA 18510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Old Forge | PA | 01/2016 | Present |
| Peoples Security Bank & Trust | Old Forge | PA | 01/2016 | Present |
1. 01/04/2016 - Peoples Security Wealth Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/04/2016 - Peoples Security Bank and Trust - INV REL - 150 N. Washington Ave Scranton, PA 18503 - Financial Institution Duty - START 12/1/2015 3. 02/25/2016 - Peoples National Bank - INV REL -150 n Washington ave Scranton pa 18503 - Non-Variable Insurance - START 02/16/2016 - EVP of Peoples Security Bank and Trust company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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