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James T Hartnett

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-27
  • NY RA
    APPROVED
    Since 2022-01-27

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors U.S. Llc New York NY 01/2013 01/2020
Allianz Global Investors Distributors Llc New York NY 08/2013 01/2020
Allianz Global Investors U.S. Holdings Llc New York NY 11/2018 01/2020
Morgan Stanley New York NY 12/2021 Present
Unemployed New York NY 03/2020 11/2021
  • 01/2013 → 01/2020
    Allianz Global Investors U.S. Llc
    New York, NY
  • 08/2013 → 01/2020
    Allianz Global Investors Distributors Llc
    New York, NY
  • 11/2018 → 01/2020
    Allianz Global Investors U.S. Holdings Llc
    New York, NY
  • 12/2021 → Present
    Morgan Stanley
    New York, NY
  • 03/2020 → 11/2021
    Unemployed
    New York, NY
Previous Registrations
  • 2007-01-08 → 2007-08-17
    Allianz Global Investors Managed Accounts Llc
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-04
  • S66 Uniform Combined State Law Examination
    2007-01-04
Designations
Other Names
  • Jamie Hartnett
  • James Timothy Hartnett

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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