Drew Cullen Steffens

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 05/2011 → Present
  Bank Of America, N.A.
  Raleigh, NC

Other Businesses

I*1919271, Entity Type, Name of OBA: Old Chatham Golf Club, Address: Durham, NC, 27713, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 10/01/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: Board of Directors for oversight and management of a private golf club.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-24
• S63 Uniform Securities Agent State Law Examination
  1994-06-07

Other Names

• Drew C Steffens