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Brian Jay Fruend

Osaic Wealth, Inc.

Lavista, NE

O'FAllon, MO

O'FAllon, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-03
MO RA APPROVED 2026-02-02
TX RA APPROVED 2026-02-02
  • NC RA
    APPROVED
    Since 2026-02-03
  • MO RA
    APPROVED
    Since 2026-02-02
  • TX RA
    APPROVED
    Since 2026-02-02

Branch Locations

12325 Port Grace Blvd, Lavista, NE 68128 • United States

1073 E Terra Lane, O'FAllon, MO 63366 • United States

1073 E Terra Lane, O'FAllon, MO 63366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Independent Advisors, Llc Hazelwood MO 01/2004 02/2026
Osaic Wealth, Inc. Ofallon MO 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-31
S63 Uniform Securities Agent State Law Examination 1994-06-01
  • S65 Uniform Investment Adviser Law Examination
    2000-10-31
  • S63 Uniform Securities Agent State Law Examination
    1994-06-01
Other Names
  • Fruend

View on SEC IAPD

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DAVID RANDALL GUTTERY
JAMES RAYMOND CHRISTENSEN

Other Offices

FINANCIAL DESIGN GROUP, LLC · LAVISTA, NE
AVIOR WEALTH MANAGEMENT, LLC · LA VISTA, NE
AVIOR WEALTH MANAGEMENT, LLC · La Vista, NE
AMERITAS ADVISORY SERVICES, LLC · La Vista, NE
OSAIC WEALTH, INC. · LA VISTA, NE
VOGEL WEALTH MANAGEMENT, LLC · OMAHA, NE
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Omaha, NE
PFLUG KOORY, LLC · OMAHA, NE

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