Best Investors Account Sign in
Inactive

Christopher Brian Farris

Financial Design Group, LLC

Lavista, NE

Claim This Profile
Current Employers
Financial Design Group, Llc

12110 Port Grace Boulevard Suite 200, Lavista, NE 68128 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-07
IA RA APPROVED 2022-04-18
NE RA APPROVED 2022-04-18
  • TX RA
    APPROVED_RES
    Since 2022-07-07
  • IA RA
    APPROVED
    Since 2022-04-18
  • NE RA
    APPROVED
    Since 2022-04-18

Branch Locations

12110 Port Grace Boulevard Suite 200, Lavista, NE 68128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Omaha NE 07/2012 07/2022
Cetera Advisors Llc Omaha NE 11/2012 07/2022
Financial Design Group, Llc Lavista NE 04/2022 Present
  • 07/2012 → 07/2022
    Cetera Advisors Llc
    Omaha, NE
  • 11/2012 → 07/2022
    Cetera Advisors Llc
    Omaha, NE
  • 04/2022 → Present
    Lavista, NE
Previous Registrations
  • 2012-11-20 → 2022-07-15
    Cetera Advisors Llc
    Omaha, NE
Other Businesses

Chris Farris has been licensed as an insurance agent since 1/26/2012. His insurance business activities are conducted at 12110 Port Grace Blvd., Suite 200, La Vista, NE, 68128. As a licensed insurance agent, he can provide advice on and recommendations for and against different insurance policy types, products and options. However, it is the firm's policy that Chris Farris does not sell (i.e. serve as the selling agent) insurance and annuity products. In order to avoid the emergence of conflicts of interest, Chris Farris will never sell commissionable insurance and/or annuity products to clients of Financial Design Group, LLC and, therefore, will never receive commissions from the sale of insurance and/or annuity products. Chris Farris spends approximately one hour per month, during securities trading hours, on insurance business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lavista, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor