Brian Timothy Farris

Current Employers

Financial Design Group, Llc

12110 Port Grace Boulevard Suite 200, Lavista, NE 68128 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-07
IA	RA	APPROVED	2022-04-18
NE	RA	APPROVED	2022-04-18

TX RA
APPROVED_RES

Since 2022-07-07
IA RA
APPROVED

Since 2022-04-18
NE RA
APPROVED

Since 2022-04-18

Branch Locations

12110 Port Grace Boulevard Suite 200, Lavista, NE 68128 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Omaha	NE	02/2011	07/2022
Financial Design Group, Llc	Lavista	NE	04/2022	Present
Financial Design Group, Llc	Lavista	NE	06/2021	Present

02/2011 → 07/2022

Cetera Advisors Llc

Omaha, NE
04/2022 → Present

Financial Design Group, Llc

Lavista, NE
06/2021 → Present

Financial Design Group, Llc

Lavista, NE

Previous Registrations

2011-02-18 → 2022-07-18

Cetera Advisors Llc

Omaha, NE

Greenwood Village, CO
2007-09-07 → 2011-02-11

Qa3 Financial Llc

Omaha, NE

Omaha, NE
1998-01-30 → 2007-08-31

Osaic Fa, Inc.

Omaha, NE

Omaha, NE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-11-14

S63 Uniform Securities Agent State Law Examination

1997-11-14

View on SEC IAPD

Current Employers

Financial Design Group, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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