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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-19 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2010 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2008 | Present |
| Row 24, Llc | Chicago | IL | 08/2015 | Present |
Entity Name: Row 24, LLC Investment related: No Address: 2411 Chicago IL Nature of the other business: Event space/ Wedding venue. Position/Title/Relationship: Silent Partner Start Date: 03-Aug-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None Entity Name: Jenny Investment related: No Address: Chicago IL. Nature of the other business: Fiction novel. Position/Title/Relationship: Other Start Date: 22-Dec-2017 Approximate # of hours a month: NA Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Author Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-06 |
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