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Therese A Slusher

J.P. Morgan Securities LLC

New York, NY

Chicago, IL

CRD 2471629

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-19
  • IL RA
    APPROVED
    Since 2019-06-19

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

10 S Dearborn, Floor 21, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 10/2010 Present
J.P. Morgan Securities Llc Chicago IL 10/2008 Present
Row 24, Llc Chicago IL 08/2015 Present
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 10/2008 → Present
    Chicago, IL
  • 08/2015 → Present
    Row 24, Llc
    Chicago, IL
Other Businesses

Entity Name: Row 24, LLC Investment related: No Address: 2411 Chicago IL Nature of the other business: Event space/ Wedding venue. Position/Title/Relationship: Silent Partner Start Date: 03-Aug-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None Entity Name: Jenny Investment related: No Address: Chicago IL. Nature of the other business: Fiction novel. Position/Title/Relationship: Other Start Date: 22-Dec-2017 Approximate # of hours a month: NA Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Author Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-17
S63 Uniform Securities Agent State Law Examination 1997-09-06
  • S65 Uniform Investment Adviser Law Examination
    2019-06-17
  • S63 Uniform Securities Agent State Law Examination
    1997-09-06
Other Names
  • Therese Ann Slusher

View on SEC IAPD

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