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Laura Ann Doran

Ubs Financial Services Inc.

Nashville, TN

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-04-06
  • TN RA
    APPROVED
    Since 2009-04-06

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Nashville TN 03/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-22
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S65 Uniform Investment Adviser Law Examination
    2018-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22

View on SEC IAPD

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