Best Investors Account Sign in

Sidney Joseph Dufresne

Regal Investment Advisors LLC

River Rouge, LA

Kentwood, MI

Claim This Profile
Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-02-21
  • LA RA
    APPROVED
    Since 2018-02-21

Branch Locations

9515 Jefferson Highway, River Rouge, LA 70123 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. New Orleans LA 01/1995 09/2017
Dorsey & Company Inc. New Orleans LA 08/2017 09/2017
Regal Investment Advisors, Llc Kentwood MI 09/2017 Present
Regulus Financial Group, Llc Kentwood MI 09/2017 Present
  • 01/1995 → 09/2017
    Signator Investors, Inc.
    New Orleans, LA
  • 08/2017 → 09/2017
    Dorsey & Company Inc.
    New Orleans, LA
  • 09/2017 → Present
    Regal Investment Advisors, Llc
    Kentwood, MI
  • 09/2017 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
  • 2004-07-29 → 2012-03-09
    Signator Investors, Inc.
    New Orleans, LA
    Oklahoma City, OK
Other Businesses

RENTAL PROPERTY OWNER, RENTAL PROPERTY, 9515 JEFFERSON HWY, RIVER RIDGE, LA 70123, START OF RELATIONSHIP: JAN 1, 2010, APPROXIMATE # OF HOURS PER MONTH: 4.... Group Health Insurance I use my name for commissions, paid to SIDNEY J DUFRESNE,[10-99] about 12 hours per month ,commissions about $40,000 per year. I sell life insurance from various companies and annuities through mostly INSURMARK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    1999-08-12
Other Names
  • Skip Dufresne

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
ONEAMERICA SECURITIES, INC.
EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
PEBBLE MANAGEMENT GROUP
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

LEONARD CHARLES LABICHE
KENNETH JOHN BERTUCCI
Cory William Lobell
Kenneth Joseph Aucoin
Austin Joseph Aucoin
Evan Matthew Aucoin
ROY FRANCIS LISSARRAGUE
MICHELE THERESE GUERIN

Other Offices

LPL FINANCIAL LLC · NEW ORLEANS, LA
EDWARD JONES · HARAHAN, LA
ONEAMERICA SECURITIES, INC. · Harahan, LA
EAGLE STRATEGIES LLC · RIVER RIDGE, LA
EDWARD JONES · HARAHAN, LA
MML INVESTORS SERVICES, LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · HARAHAN, LA
PEBBLE MANAGEMENT GROUP · HARAHAN, LA

More in River Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor