Best Investors Account Sign in

Kenneth John Bertucci

LPl Financial LLC

New Orleans, LA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2006-08-17
TX RA APPROVED 2006-08-16
  • LA RA
    APPROVED
    Since 2006-08-17
  • TX RA
    APPROVED
    Since 2006-08-16

Branch Locations

1321 Hickory Ave, Suite 100, New Orleans, LA 70123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Orleans LA 08/2006 Present
Previous Registrations
Other Businesses

(1) 06/28/2006: Bertucci & Labiche Private Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Bertucci & Labiche Private Wealth Management LLC - INV REL - At Reported Business Location(s) (2) 07/07/2016: Retirement Planning Partners - DBA for LPL Business (entity for LPL business) - Retirement Planning Partners - INV REL - Start 07/15/2016 - 1321 Hickory Ave. Suite 100 New Orleans, LA 70123, and 1707 Chantilly Dr. Suite B Laplace, LA 70068 - This name will be used for signage to identify our office as well as our non-osj office. Advisors within the office will continue to use their own respective approved LPL DBA. This new name will provide us and identity to all work together and or market as a group. - 0 Hr/Mo. (3) 1/13/2017: Bertucci and Labiche Properties, LLC - Investment Related - 1321 Hickory Avenue, Harahan LA 70123 - Real Estate Rental - Started 02/15/2015 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 8/17/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/12/2020 - 1 Hour Per Month During Securities Trading. (5) 06/16/2022 - Bertucci Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 140 Hours Per Month/ 140 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-23
  • S66 Uniform Combined State Law Examination
    1998-02-23
Designations
Other Names
  • Kenny Bertucci
  • Kenneth J Bewrtucci

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor