Kenneth John Bertucci

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2006-08-17
TX	RA	APPROVED	2006-08-16

LA RA
APPROVED

Since 2006-08-17
TX RA
APPROVED

Since 2006-08-16

Branch Locations

1321 Hickory Ave, Suite 100, New Orleans, LA 70123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	New Orleans	LA	08/2006	Present

08/2006 → Present

Lpl Financial Llc

New Orleans, LA

Previous Registrations

1998-08-07 → 2006-08-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Metairie, LA

Mandeville, LA

Other Businesses

(1) 06/28/2006: Bertucci & Labiche Private Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Bertucci & Labiche Private Wealth Management LLC - INV REL - At Reported Business Location(s) (2) 07/07/2016: Retirement Planning Partners - DBA for LPL Business (entity for LPL business) - Retirement Planning Partners - INV REL - Start 07/15/2016 - 1321 Hickory Ave. Suite 100 New Orleans, LA 70123, and 1707 Chantilly Dr. Suite B Laplace, LA 70068 - This name will be used for signage to identify our office as well as our non-osj office. Advisors within the office will continue to use their own respective approved LPL DBA. This new name will provide us and identity to all work together and or market as a group. - 0 Hr/Mo. (3) 1/13/2017: Bertucci and Labiche Properties, LLC - Investment Related - 1321 Hickory Avenue, Harahan LA 70123 - Real Estate Rental - Started 02/15/2015 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 8/17/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/12/2020 - 1 Hour Per Month During Securities Trading. (5) 06/16/2022 - Bertucci Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 140 Hours Per Month/ 140 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-02-23

S66 Uniform Combined State Law Examination

1998-02-23

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Kenny Bertucci
Kenneth J Bewrtucci

View on SEC IAPD