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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2006-08-24 |
| TX | RA | APPROVED | 2006-08-16 |
Branch Locations
1321 Hickory Ave, Suite 100, New Orleans, LA 70123 • United States
Metairie, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Orleans | LA | 08/2006 | Present |
(1) 06/22/2006: Bertucci & Labiche Private Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Bertucci & Labiche Private Wealth Management LLC - INV REL - At Reported Business Location(s) (2) 07/12/2016: Retirement Planning Partners - DBA for LPL Business (entity for LPL business) - Retirement Planning Partners - INV REL - Start 07/15/2016 - 1321 Hickory Ave Suite 100 New Orleans LA 70123, 1707 Chantilly Dr Suite B Laplace LA 70068 - This name will be used for signage to identify our office as well as our non-osj office. Advisors within the office will continue to use their own respective approved LPL DBA. This new name will provide us and identity to all work together and or market as a group. - 0 Hr/Mo. (3) 1/13/2017: Bertucci and Labiche Properties, LLC - Investment Related - 1321 Hickory Avenue, New Orleans, LA 70123 - Real Estate Rental - Started 02/05/2015 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 06/16/2022 - LABICHE WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/10/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading. (5) 08/05/2022- 256 Partners LLC - Not Investment Related- 9 islenos key St. Bernard LA 70085- Other - Personal LLC- Start Date- 06/17/2020- 0 Hours Per Month/ 0 Hours During Securities Trading (6) 04/29/2023 - LTCE PROPERTIES LLC - Investment Related - ST FRANCISVILLE, LA - Other - LLC Personal Real Estate Holding - Owner - Start Date 06/06/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-18 |
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