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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-27
  • FL RA
    APPROVED
    Since 2026-08-27

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Aventura FL 04/2016 06/2017
Morgan Stanley Private Bank, National Association New York NY 05/2016 11/2023
Morgan Stanley Smith Barney Llc Aventura FL 06/2017 11/2023
Jefferies Llc Miami FL 11/2023 08/2026
Jefferies Investment Advisers Llc Miami FL 11/2023 08/2026
Raymond James & Associates, Inc. Hallandale Beach FL 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-22
  • S66 Uniform Combined State Law Examination
    2016-08-22

View on SEC IAPD

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