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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1010 Turquoise St Ste 255, San Diego, CA 92109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Office Of Thomas J Schoettle Jr San Diego CA 09/1994 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Schoettle Financial San Diego CA 01/2004 Present
  • 09/1994 → Present
    Law Office Of Thomas J Schoettle Jr
    San Diego, CA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2004 → Present
    Schoettle Financial
    San Diego, CA
Previous Registrations
  • 1995-07-26 → 2010-12-31
    Schoettle Financial
    La Jolla, CA
Other Businesses

1) SALE OF FIXED INSURANCE (LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE); 2) ATTORNEY - DBA: LAW OFFICE OF THOMAS J. SCHOETTLE, JR (OWNER 100%). WWW.SCHOETTLEFINANCIAL.COM. 3 HOURS PER WEEK. SAN DIEGO, CA.; 3) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIMITED AUTHORITY AGENT; START DATE: 01/01/2017; POSITION/TITLE/RELATIONSHIP: LIMITED AUTHORITY AGENT; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MONITOR ACCOUNT. 4) NAME OF OTHER BUSINESS: SCHOETTLE FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 6) NAME OF OTHER BUSINESS: THOMAS SCHOETTLE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT OUT RESIDENTIAL RENTAL PROPERTY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-29
  • S63 Uniform Securities Agent State Law Examination
    1994-04-29
Designations
Other Names
  • Tom Schoettle
  • Thomas Joseph Jr Schoettle

View on SEC IAPD

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