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Michael J Rosenberg

Ima Advisory Services, Inc.

Pasadena, CA

Denver, CO

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Current Employers
Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-12
  • CA RA
    APPROVED
    Since 2025-05-12

Branch Locations

3475 E. Foothill Blvd, Pasadena, CA 91107 • United States

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 05/2010 01/2022
Tiaa Pasadena CA 05/2010 01/2022
Oneamerica Securities Altadena CA 09/2022 Present
American United Life Altadena CA 01/2022 Present
Previous Registrations
Other Businesses

Self-employed: Soccer referee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-09
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1998-02-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Other Names
  • Michael James Rosenberg

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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