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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | New York | NY | 02/1995 | 11/2024 |
| Prudential Insurance Company Of America | New York | NY | 02/1995 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 09/19/2024- Allan Garshman- Non-Variable Insurance Commission Trails- A few very small (and old) renewal commissions totaling less than $150 per year. As of now, I have NO intention of selling Guardian/Berkshire products in the future- INV Related- New York, NY- Start Date 01/01/2000- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-14 |
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