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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-02-17
  • VA RA
    APPROVED
    Since 2021-02-17

Branch Locations

250 Neff Ave, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 02/2008 02/2021
Bb&T Securities, Llc Staunton VA 01/2018 02/2021
Truist Investment Services, Inc. Harrisonburg VA 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 02/2008 → 02/2021
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Staunton, VA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Harrisonburg, VA
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Staunton, VA
    Virginia Beach, VA
    Waynesboro, VA
    Harrisonburg, VA
    Broadway, VA
    Harrisonburg, VA
    Charlotte, NC
    Harrisonburg, VA
    Staunton, VA
    Bridgewater, VA
    Richmond, VA
  • 2008-02-20 → 2018-01-02
    Bb&T Investment Services, Inc.
    Harrisonburg, VA
    Staunton, VA
    Bridgewater, VA
    Craigsville, VA
    Staunton, VA
    Greenville, VA
    Stuarts Draft, VA
    Waynesboro, VA
    Grottoes, VA
    Orange, VA
    Gordonsville, VA
    Charlotte, NC
    Harrisonburg, VA
    Waynesboro, VA
    Harrisonburg, VA
    Huntington, WV
    Harrisonburg, VA
    Broadway, VA
    Virginia Beach, VA
  • 2006-02-21 → 2008-02-21
    Harrisonburg, VA
    New York, NY
    Harrisonburg, VA
  • 2001-03-13 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Harrisonburg, VA
Other Businesses

LIONS CLUB BROOM SALE CHAIRMAN POSITION: BROOM SALE CHAIRMAN NATURE: BROOM SALE CHAIRMAN. ORGANIZE ANNUAL BROOM SALE. COMMIT LESS THAN 1 HR/WK. THIS IS THE LOCAL CHAPTER OF AN INTERNATIONAL NON-PROFIT CIVIC ORGANIZATION THAT RAISES MONEY FOR THE HEARING AND SIGHT IMPAIRED INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2001 ADDRESS: 1463 Brookhaven Drive, HARRISONBURG VA 22801 DESCRIPTION: THIS IS THE LOCAL CHAPTER OF AN INTERNATIONAL NON-PROFIT CIVIC ORGANIZATION THAT RAISES MONEY FOR THE HEARING AND SIGHT IMPAIRED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-15
S63 Uniform Securities Agent State Law Examination 1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    1994-06-15
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27
Other Names
  • Tom Sowers

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