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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-30
FL RA APPROVED 2024-12-02
KY RA APPROVED 2024-10-24
NY RA APPROVED 2021-04-16
  • CA RA
    APPROVED
    Since 2026-04-30
  • FL RA
    APPROVED
    Since 2024-12-02
  • KY RA
    APPROVED
    Since 2024-10-24
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

24 East Park Ave, Long Beach, NY 11561 • United States

777 Third Ave Suite 1703, New York, NY 10017 • United States

225 Broadhollow Road Suite 105, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Long Beach NY 09/2006 Present
Park Avenue Securities Long Beach NY 09/2006 Present
Guardian Life Insurance New York NY 11/2017 Present
Park Avenue Securities New York NY 11/2017 Present
Guardian Life Insurance Woodbury NY 11/2017 03/2021
Park Avenue Securities Woodbury NY 11/2017 03/2021
Guardian Life Insurance Company Melville NY 03/2021 Present
Park Avenue Securiites Melville NY 03/2021 Present
  • 09/2006 → Present
    The Guardian Life Insurance Company
    Long Beach, NY
  • 09/2006 → Present
    Park Avenue Securities
    Long Beach, NY
  • 11/2017 → Present
    Guardian Life Insurance
    New York, NY
  • 11/2017 → Present
    Park Avenue Securities
    New York, NY
  • 11/2017 → 03/2021
    Guardian Life Insurance
    Woodbury, NY
  • 11/2017 → 03/2021
    Park Avenue Securities
    Woodbury, NY
  • 03/2021 → Present
    Guardian Life Insurance Company
    Melville, NY
  • 03/2021 → Present
    Park Avenue Securiites
    Melville, NY
Other Businesses

1. Insurance- term insurance and variable annuities with other carriers if A)Guardian does not provide what clients needs/wants are B) Client cannot obtain Guardian product for some reason, Start: 09/15/2006, Address; 24 East Park Avenue Suite 201; Long Beach, NY 11561, 20 bus hrs per month, Investment related, 2) Named Executor, & Healthcare Agent of Sisters Will, Start: 05/07/2014, Address; 24 East Park Avenue Suite 201; Long Beach, NY 11561, 0 total hours per month, Not investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Designations
  • Chartered Financial Consultant
Other Names
  • Michael Anthony Bernabeo

View on SEC IAPD

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