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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-03 |
Branch Locations
301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States
Sylmar, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Beverly Hills | CA | 05/2011 | 08/2021 |
| Raymond James & Associates Inc | Los Angeles | CA | 08/2021 | 05/2022 |
| Raymond James & Associates, Inc. | Pasadena | CA | 05/2022 | Present |
(1)Name of Business: Address: 13225 Kismet Ave, Sylmar, CA, 91342, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/1982 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cake Maker and Decorator. I make cakes for family and friends charge for materials and a fee for time based on the size and type of cake order.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-13 |
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