Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-02-10 |
Branch Locations
301 Metro Center Blvd Ste 202, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Providence | RI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Providence | RI | 11/2016 | 02/2022 |
| Wells Fargo Advisors Financial Network, Llc | Warwick | RI | 02/2022 | Present |
HATTIE IDE CHAFFEE NURSING HOME, NOT INV RELATED, RIVERSIDE, RI, PRESIDENT, START 5/24/2023, 5 HOURS PER MONTH, 2 HOURS DURING TRADING, REVIWING FINANCIALS VS. BUDGET. MATERNE WEALTH MANAGEMENT LLC, INV RELATED, BARRINGTON, RI, 100% OWNERSHIP, START 11/1/2021, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. COASTAL CAPITAL LLC, INV RELATED, WARWICK, RI, 33.33% OWNERSHIP, START 12/3/2021, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-06 |
Reach out to this advisor