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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
ME RA APPROVED 2002-11-15
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • ME RA
    APPROVED
    Since 2002-11-15

Branch Locations

2 Skyline Drive, Jay, ME 04239 • United States

Jay, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Jay ME 09/2005 03/2020
Ameriprise Financial Services, Llc Jay ME 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 148 Main St , , Jay, ME, 04239; Not Investment-Related; 04/18/2019. Business Ownership; M3 Property Managment, LLC; I will be the sole owner and will be making the mortgage payments from the rent my husbands pharmacy will be paying will generate.; LLC for the purpose of holding real estate; 57 Macomber Hill Rd, , Jay, ME, 04239; Not Investment-Related; 10/10/2018; 1 to 9 hours per month; 0 during trading hours / 2 Skyline Drive LLC; Owner; Manage Ameriprise Business; 57 Macomber Hill Rd, , Jay, ME, 04239; Investment-Related; 05/26/2026; 40 to 59 hours per month; 40 to 59 during trading hours / 2 Skyline Drive Associates, Inc.; Owner; This is just an entity at this time not currently being used.; 57 Macomber Hill Rd, , Jay, ME, 04239; Investment-Related; 12/22/2025; 0 hours per month; 0 during trading hours. Board of Directors; Jay Livermore Livermore Falls Chamber of Commerce; Treasurer; Church St, , Jay, ME, 4239; Not Investment-Related; 04/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Pine Bluff Road Association; Secretary/Treasurer; 145 Pine Bluff, , Embden, ME, 04958; Not Investment-Related; 07/05/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Spruce Mountain Pharmacy; Office Manager/Bookkeeping/bill payer/technician; Retail Pharmacy; 148 Main St, , Jay, ME, 04239; Not Investment-Related; 04/06/2009; 10 to 19 hours per month; 10 to 19 during trading hours / 2 Skyline Drive LLC; Owner; Manage advisory business; 57 Macomber Hill Rd Jay ME 04239, , Jay, ME, 04239; Investment-Related; 05/26/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-13
S63 Uniform Securities Agent State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    2002-11-13
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29
Other Names
  • Michelle Marie Maki
  • Michelle Marie Moreau

View on SEC IAPD

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