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Anthony Gee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-15
  • CA RA
    APPROVED
    Since 2008-12-15

Branch Locations

701 B St, San Diego, CA 92101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 San Diego CA 12/2008 Present
Bank Of America,N.A. San Diego CA 06/2011 Present
  • 12/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    San Diego, CA
  • 06/2011 → Present
    Bank Of America,N.A.
    San Diego, CA
Previous Registrations
  • 2007-04-02 → 2008-12-16
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-10
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S65 Uniform Investment Adviser Law Examination
    1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15

View on SEC IAPD

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