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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2010-02-12 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 11/2003 | Present |
1.THE LIGIA REYES LIVING TRUST. I AM THE TRUSTEE FOR THE ACCOUNT. THE ACCOUNT REQUIRES ONE HOUR OF WORK WEEKLY. 2.LANDLORD - FAMILY HOUSE RENTAL 3 HRS. WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-03 |
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