Victor Joseph Costa

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Stifel Nicolaus & Co Inc
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-04-22
  Morgan Stanley & Co. Llc
  Paramus, NJ
• 2004-06-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Paramus, NJ
  Paramus, NJ
• 2002-10-25 → 2004-07-01
  Citigroup Global Markets Inc.
  Paramus, NJ

Other Businesses

1. ACTING/PERFORMING GENERAL; ARTISITC; ACTOR/PERFORMER; ACTING; AFFILLIATION STARTED 10/01/2012; 3 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. LOSERS WELCOME/NATURAL MUSCLE 24 A PRODUCT OFFERING AND A DIVISION OF AUDIOLIFE FOR WHICH I HAVE APPROVAL; 301 EAST 79TH STREET 1D NEW YORK NY 10075; WEIGHT LOSS AND NUTRITIONAL AND FITNESS CONTENT; FOUNDER/CREATOR OF PROGRAM; AFFILIATION STARTED 06/01/2015; 5 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS;NOT INVESTMENT RELATED. 3. The Daily Lift; 301 East 79th Street 11D New York NY 10075; Uplifting and Inspirational Youtube Channel and Podcasts; Owner, Broadcaster; Will make videos and Audios; 02/21/2018; 1.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related 4. Intellicourse Incorporated; 301 East 79th Street, New York, NY 10075; Offering fitness content and courses; Fitness program creator; Recording new fitness programs, presenting myself as creator on podcasts and interviews and ads; 1/15/2021; 5 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 5. Spotify, Apple Music, music streaming services. Mother and Son Country ) from New York; 301 east 79th street New York, NY 10075; My mother and I write country music and would like other folks to hear our music- through streaming and social; Creator- song writer- admin; Helping write and upload songs to streaming services - social presence; 06/18/2026; 2hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-08
• S63 Uniform Securities Agent State Law Examination
  1996-02-29

Other Names

• Victor J Costa