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Sunil Dharamraj Bhavnani

Ubs Financial Services Inc.

Warren, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-02
  • NJ RA
    APPROVED
    Since 2019-04-02

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Morristown NJ 06/2009 04/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2019
Ubs Financial Services Inc. Warren NJ 04/2019 Present
  • 06/2009 → 04/2019
    Morgan Stanley Smith Barney
    Morristown, NJ
  • 01/2015 → 04/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → Present
    Warren, NJ
Previous Registrations
Other Businesses

1. Scientech Labs Inc. / 107G coorporate boulevard South Plainfield, NJ 07080 / United States / Company / Services (Business, Professional, Support) / Non Investment-Related / Analytical Testing Laboratory / Board Member / September 2015 / 5 Hours / 1 Trading Hour / Member of the board of directors. / Attend meetings and advise on decisions / Start Date 5/1/2016 / 2. RENTAL PROPERTY, OWNER; START DATE: 03/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; NEW YORK, NY; 3. RENTAL PROPERTY, OWNER; START DATE: 09/2014; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS-1; FT LAUDERDALE, FL; INVESTMENT RELATED; 4. CENTRIA 27C LLC; NEW YORK, NY; SOLE PROPRIETOR/OWNER/PARTNER; REAL ESTATE; INVESTMENT RELATED; RENTAL; 09/2015; 0,1 5. Centria 27C LLC; Investment related: Yes; New York, NY; rental real estate; Partner in the LLC (proprietor, partner, officer, director, employee, trustee, agent); Sep 2015; During business hours: 0; After business hours: 1; rent the apartment. 6. Rental studio ; Investment related: Yes; Ft. Lauderdale, Florida; rental real estate; rental studio owner(proprietor, partner, officer, director, employee, trustee, agent); Sep 2014; During business hours: 0; After business hours: 1; Rent the apartment, This is a rental studio at 3800 galt ocean drive , APt # 602 , Ft. Lauderdale, Florida owned by me and my wife Anita Bhavnani. I do not 7. Galt ocean club apartment, 602 3800 Galt Ocean Drive # 602 / United States/ No / Sole Proprietorship / Start Date 1/1/2019/ No / No 8. Centria 27C LLC / 25 springdale lane warren, new jersey 07059 / Partnership/ Real Estate/ owns rental apartment in new york / Proprietor / owner / / rental property decisions / Start Date 7/15/2016 9. GOC Apartment 606 / 3800 Galt Ocean Drive # 606 Fort Lauderdale, Florida 33308 / Sole Proprietorship/ Real Estate / currently renting out this apartment / Proprietor / owner / selecting broker, tenants etc. / Start Date 3/6/2017 10. VDB Global LLC / United States / 9528 via lago way Florida / Partnership / Real Estate / Partner / Start Date 4/15/2016 / No / No / 11. International Health care consultants LLC / United States / 25 springdale lane / Partnership / Health Care & Pharmaceuticals / Partner / Start Date 1/1/2016 / No / No / 12. NAME OF OTHER BUSINESS:Galt Ocean Club Home Owners association / INVESTMENT RELATED?: N / ADDRESS:3800 Galt Ocean drive / NATURE OF THE BUSINESS: Home Owners Association / POSITION:Member of Board of Directors/ DUTIES:I will be one of 5 memebers of the board if elected making decisions for the condominium / START DATE:1/26/2023 / HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-03
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S66 Uniform Combined State Law Examination
    2013-08-03
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01
Other Names
  • Sunil D Bhavnani
  • Sunil Dharamraj Bhavanani

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