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1101 Fifth Avenue Suite 305, San Rafael, CA 94901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-06 |
Branch Locations
1101 Fifth Avenue Suite 305, San Rafael, CA 94901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 05/1994 | 04/2022 |
| Fiduciary Financial Group, Llc | San Rafael | CA | 04/2022 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 11/2006 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-06 |
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