Steve Kenneth Sterling

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-29

TX RA
APPROVED

Since 2017-11-29

Branch Locations

7010 Sw 45Th Ave Bldg. 1 Ste 3, Amarillo, TX 79109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America, Inc.	Amarillo	TX	02/1994	11/2017
Lpl Financial Llc	Amarillo	TX	11/2017	Present

02/1994 → 11/2017

Investment Centers Of America, Inc.

Amarillo, TX
11/2017 → Present

Lpl Financial Llc

Amarillo, TX

Previous Registrations

1994-04-07 → 2017-11-29

Investment Centers Of America, Inc.

Amarillo, TX

Panhandle, TX

Amarillo, TX

Panhandle, TX

Amarillo, TX

Other Businesses

1. 08/08/2025 - Shoreline Planning Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported Business location(s) - Start date: 07/30/2025 - 4hrs/mnth - 1Hr during Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-04-06

S63 Uniform Securities Agent State Law Examination

1994-04-06

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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