Adam Jeffrey Trent

Current Employers

Employment History

• 09/2005 → 09/2021
  Charles Schwab & Co. Inc.
  Indianapolis, IN
• 01/2017 → 10/2017
  Optionsxpress, Inc.
  Indianapolis, IN
• 01/2019 → 09/2021
  Schwab Private Client Investment Advisory, Inc.
  Indianapolis, IN
• 12/2021 → 04/2022
  American United Life
  Carmel, IN
• 02/2022 → 04/2022
  Oneamerica Securities
  Carmel, IN
• 09/2021 → 02/2022
  Unemployed
  Carmel, IN
• 05/2022 → 06/2022
  Mark Wise
  Indianapolis, IN
• 06/2022 → 12/2022
  Mark Wise
  Indianapolis, IN
• 07/2022 → 12/2022
  Northwestern Mutual Investment Services Llc
  Indianapolis, IN
• 12/2022 → Present
  Prosperity Advisors, Llc
  Carmel, IN
• 01/2023 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-07-25 → 2022-12-13
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN
• 2022-02-16 → 2022-04-27
  Oneamerica Securities, Inc.
  Carmel, IN
  Indianapolis, IN
• 2019-01-03 → 2021-10-08
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2014-02-10 → 2019-01-03
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Indianapolis, IN
  Fishers (Indianapolis), IN
  Chicago, IL

Other Businesses

1. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 1/2022; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: CARMEL DADS' CLUB; INVESTMENT RELATED: NO; ADDRESS: 5459 E MAIN ST, CARMEL, IN 46033; NATURE OF BUSINESS: BASKETBALL TEAM; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: VOLUNTEER COACH; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACH BASKETBALL TEAM;

Exams

• S66 Uniform Combined State Law Examination
  2014-02-10
• S63 Uniform Securities Agent State Law Examination
  2006-09-08

Designations

Other Names

• Adam Jeffrey Trent
• Adam J Trent