Christopher Thomas Gillon

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 10/2024
  American Portfolios Financial Services Inc
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2012-02-29 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-10-15 → 2011-12-31
  Sandgrain Advisors Inc.
  Garden City, NY

Other Businesses

1. Switchgrass English Setters- Hunting Dog Breeding- Owner- Not Investment related- start date 12.31.21- Annual compensation approx $12,000- 5 hours devoted monthly 2. SWITCHGRASS ENGLISH SETTERS POSITION: Owner NATURE: Business structured as an LLC. I am a hobby breeder of English Setters/ hunting dogs. As we occasionally sell dogs beyond those we keep for personal use, I was advised at American Portfolios to be conservative and report as an OBA. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 3 START DATE: 12/02/2018 ADDRESS: 100 summit st, norwood NJ 07648, United States DESCRIPTION: Care and feeding and rearing of dogs, really no different than pet ownership with one litter born once per 24 months.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-28
• S63 Uniform Securities Agent State Law Examination
  1994-04-06

Other Names

• Christopher Gillon