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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-01-07 |
| VI | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2018-01-02 |
| IL | RA | APPROVED | 2010-01-29 |
Branch Locations
2001 W Willow Knols Rd Ste 201A, Peoria, IL 61614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2010 | 06/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2010 | 06/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) PLATTNER ASSET MANAGEMENT / 2001 WEST WILLOW KNOLLS RD PEORIA, IL 61614 / 01/01/2006 / INV / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES / 5 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-02 |
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