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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2002-04-12
TX RA APPROVED 1994-04-12
  • OK RA
    APPROVED
    Since 2002-04-12
  • TX RA
    APPROVED
    Since 1994-04-12

Branch Locations

1111 Bagby Street Suite 5100, Houston, TX 77002 • United States

Reliant Energy Plaza, Houston, TX 77002 • United States

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Conroe, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 01/1994 Present
Other Businesses

1)HARBOUR TOWN ASSOC.BOARD/2025 LAKEWOOD CT. WILLIS, TX 77318/1 HR. PER MONTH/DIRECTOR/SERVE AS A BOARD MEMBER ADVISING THE ASSOCIATION. 2)TITAN DEMOLITION / 25215 OAKHURST DRIVE SPRING, TX 77386 / PARTNERSHIP / CONSTRUCTION & BUILDING MATERIALS / DEMOLTION/CONSTRUCTION / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / PARTNER / NO ACTIVE DUTIES ... PASSIVE INVESTOR / START DATE 04/01/2011.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-08
S65 Uniform Investment Adviser Law Examination 1994-04-08
  • S63 Uniform Securities Agent State Law Examination
    1994-04-08
  • S65 Uniform Investment Adviser Law Examination
    1994-04-08
Other Names
  • Bobby Fisher
  • V Robert Fisher
  • Virgil Robert Fisher
  • Robert Robert Fisher
  • Virgil Robert Fisher
  • V. Robert Fisher

View on SEC IAPD

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