Best Investors Account Sign in

Michael Charles Cuddihy

Wedbush Securities Inc.

Pasadena, CA

New York, NY

Tujunga, CA

Claim This Profile
Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-08
  • CA RA
    APPROVED
    Since 2020-12-08

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

142 West 57Th Street 12Th Fl, New York, NY 10019 • United States

Tujunga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Glendale CA 05/2007 12/2019
Wedbush Securities Inc. Los Angeles CA 12/2020 Present
Unemployed Tujunga CA 01/2020 11/2020
Previous Registrations
  • 2007-05-29 → 2019-12-18
    Citigroup Global Markets Inc.
    La Canada-Flintridge, CA
    Glendale, CA
    Glendale, CA
    Fresno, CA
  • 2003-09-12 → 2007-05-29
    Citicorp Investment Services
    Glendale, CA
    Glendale, CA
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-02
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S66 Uniform Combined State Law Examination
    2004-11-02
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor