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Sofia Del Pilar Febres Rosado

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-18
  • NY RA
    APPROVED
    Since 2026-05-18

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Guaynabo PR 08/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-17
  • S66 Uniform Combined State Law Examination
    2026-05-17
Other Names
  • Sofia D Febres
  • Sofia P Febres Rosado
  • Sofia Del P Febres Rosado

View on SEC IAPD

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